Capital One® Private Banking and Wealth Management specialists are locally based and have more than 75 combined years of experience in delivering world-class service.

Our team of experts offers clients comprehensive solutions for businesses, owners, wealthy individuals and families, endowments, foundations, and other organizations. We also focus on your individual needs, helping you protect your assets and achieve your long-term goals.

 

The Capital One Private Banking Group is designed for business owners and executives, in addition to affluent clients with net investible assets of $1MM to $25MM. Our bankers have the knowledge and expertise to help you find the best solutions for both you and your company.

We provide comprehensive and integrated solutions with an acute, individualized focus on your unique needs, a focus that helps you achieve your financial goals. Our locally based teams deliver world-class service where you live and work. Our dedicated team of Private Bankers provide access to a comprehensive suite of depository (or liquidity), credit and investment products.

Our utmost commitment is to client confidentiality and advocacy, tailoring comprehensive solutions and applying a consultative, problem-solving approach to help each client meet their unique goals.

Capital One has been providing Private Banking and Wealth Management services for more than 70 years, all the while growing a reputation of accessibility and excellence. And, because we're part of a trust-empowered entity, you're assured that we are being held to the highest fiduciary standards.

Investment advisory services are offered through Capital One Financial Advisors LLC, a state-registered investment advisory firm. Securities are offered through Capital One Investment Services LLC, member FINRA/SIPC. Annuities and other types of insurance are offered through Capital One Agency LLC. All are non-banking affiliates of Capital One, N.A. ©2012 Capital One. All rights reserved. Not FDIC Insured. Not a Deposit. Not Bank Guaranteed. Not Insured by Any Federal Government Agency. May Lose Value.

 

Wealth creates opportunities and challenges. Capital One® guides affluent business owners and individuals in addressing comprehensive wealth issues, including long-term financial security, business/asset transition, tax mitigation, risk reduction, and many other business and personal planning objectives. In doing so, our service uniquely helps turn opportunities into realities.

We have years of experience in guiding high-net-worth business owners and individuals through strategic decisions affecting their families, employees, businesses, and communities. What looks like uncharted territory to you is a road we've traveled many times.

  • Comprehensive Approach—Financial decisions are life decisions. We analyze all aspects of your financial affairs simultaneously and how they interrelate. Then we guide you to decisions that balance, integrate, and support a comprehensive financial perspective.

  • A Living Perspective—Many long-term business and personal financial plans focus on contingency plans that address a business owner's or individual's death or disability. Our approach focuses on the more likely scenario of your continued prosperity and the challenges encountered with living with wealth.

  • Financial Planning—The most creative and effective solutions are born from detailed analytics. Our financial planning can reveal the current

  • and long-term impact of your decisions on business transitions, taxation, wealth preservation, financial security, gifting, and philanthropy before you act—allowing you to successfully implement the best course of action.

  • Comprehensive strategic planning that integrates business, family, and financial challenges

  • Recommendations tailored to your business and life needs, and goals

  • Close collaboration with your existing accountants, attorneys, and other advisors

  • Implementation services—not just advice

Capital One Asset Management LLC professionals follow a mutually agreed-upon plan to invest your money in stocks, bonds, or other securities on your behalf. We keep you informed regarding your investment performance according to a frequency that you select: monthly, quarterly, annually, or any combination thereof. We revise those strategies as your lifestyle needs change.

Capital One Asset Management, LLC is a Registered Investment Adviser, registered with the Securities & Exchange Commission and a wholly owned subsidiary of Capital One, N.A.

Capital One Asset Management, LLC (COAM) is hired by the Wealth and Asset Management Group to provide investment management services on behalf of Trust. © 2012 Capital One. All rights reserved.

Not FDIC Insured. Not a Deposit. Not Bank Guaranteed. Not Insured by Any Federal Government Agency. May Lose Value.

 

Today's employees are more likely than ever to scrutinize the details and performance of retirement plans. You gain peace of mind knowing your employees have a secure and flexible retirement plan solution, and they gain additional reasons to grow with your business.

Our understanding, vision, and resources are the foundation of the retirement services we provide for your company and its employees. We value a close partnership with our clients and embrace a proactive, consultative approach to deliver a comprehensive array of qualified retirement plan services.

We provide a host of services that include selecting and monitoring plan record keepers, monitoring your investment choices, participant enrollment and education, and fee benchmarking.

A quality retirement plan provides:

  • Flexible and numerous investment options customized to your business

  • Unfailing service and administration

Plan Design

Our team of local retirement plan specialists work closely with you to gain an understanding of your organization's unique position and analyze your goals to design a turnkey retirement plan solution for your organization's needs. In addition, we help you remain compliant and manage your plan by providing updates on laws and regulations.

Investment Vehicles

Plan participants desire access to top quality investments and options. We conduct an independent review and assessment of numerous options to assist you in rewarding employees with premium investment choices and styles.

Communication

We recognize you want your plan participants to understand the benefits available to them so they may make informed decisions supporting their retirement goals. Our plan specialists host informative employee enrollment meetings designed to generate and sustain plan participation. Ongoing employee conferences are available as market conditions change, addressing questions and concerns that arise. Communication and education give you and your employees knowledge to maximize plan benefits.

Fees

We know competitive fees are a significant aspect of selecting a retirement plan.

Retirement Services aids you in:

  • Understanding the methods in which fees are charged

  • Analyzing fees so you can draw accurate comparisons

Recordkeeping

Complex financial and business situations require customized, flexible, and responsive support services. We partner with screened and selected record keepers who provide seamless, comprehensive recordkeeping and processing support for large or small businesses, so you can focus on what you do best.

Capital One Asset Management, LLC is a Registered Investment Adviser, registered with the Securities & Exchange Commission and a wholly owned subsidiary of Capital One, N.A.

Capital One Asset Management, LLC (COAM) is hired by the Wealth and Asset Management Group to provide investment management services on behalf of Trust. © 2012 Capital One. All rights reserved.

Not FDIC Insured. Not a Deposit. Not Bank Guaranteed. Not Insured by Any Federal Government Agency. May Lose Value.

 

Focusing on business owners and executives, the Capital One Commercial banking group provides solutions for investment management, gifting and philanthropy, Retirement, generational transfers of wealth, business ownership and continuity, and trust establishment.

Managing your family's financial security requires a unique set of proven financial solutions—trusts, estates, and investment management tools—that ensure the estate you've built is managed, transferred, and maintained advantageously for future generations.

When you and your legal advisor select Capital One as your trustee, an Account Administrator and Portfolio Manager will be assigned to:

  • Invest trust assets

  • Distribute income and/or principal to beneficiaries according to the trust document terms

  • Make tax decisions for the trust, and file the trust's income tax returns

  • Keep transaction records, and prepare statements of account activity

  • Work with family members to ensure that the trust is meeting the beneficiary's needs

  • Be responsible for day-to-day communications, and coordinate periodic account reviews

  • If there are "other" assets such as real estate and oil and gas, an additional specialist will be assigned

Capital One Asset Management, LLC is a Registered Investment Adviser, registered with the Securities & Exchange Commission and a wholly owned subsidiary of Capital One, N.A.

Capital One Asset Management, LLC (COAM) is hired by the Wealth and Asset Management Group to provide investment management services on behalf of Trust. © 2012 Capital One. All rights reserved.

Not FDIC Insured. Not a Deposit. Not Bank Guaranteed. Not Insured by Any Federal Government Agency. May Lose Value.

 

Institutional Services provide a consultative approach, sophisticated solutions, expertise, and local management to add value to our clients' asset management, custody, or retirement services. As an institutional investor, you can be confident that Capital One Asset Management LLC understands your unique needs. We take the time to understand your organization's needs and then advise you how to leverage services such as Foundations and Endowments, Custodial, and Retirement.

Investment Management

Knowing your investments are shaped by your organizational goals, short- and long-term objectives, and risk comfort level, our team of Institutional Administrators and investment professionals work to create a strategy and implement a plan that optimizes your investments. We will assist in meeting your financial objectives by:

  • Making a detailed assessment about your organization's objectives and expectations

  • Developing a tailored solution for your organization

  • Reviewing and modifying your investment plan based on your organization's considerations, regulations, and changes in the market environment

  • Giving you full access to our portfolio management team

Foundations and Endowments Specialized Services

We can assist with forming investment guidelines, managing your investments, and helping support planned giving programs. Our Foundation and Endowment Specialists consult with your organization to bring clients with mutual interests together.

Custody and Escrow Accounts

Capital One offers secure solutions to fit your diverse needs and make your complex cash transactions easier and simpler. Our services include:

  • Deposit of escrow funds

  • Release of escrow proceeds in accordance with the terms of the agreement

  • Providing periodic statements reflecting activity

  • Filing the IRS form 1099 if necessary

Capital One Asset Management, LLC is a Registered Investment Adviser, registered with the Securities & Exchange Commission and a wholly owned subsidiary of Capital One, N.A.

Capital One Asset Management, LLC (COAM) is hired by the Wealth and Asset Management Group to provide investment management services on behalf of Trust. © 2012 Capital One. All rights reserved.

Not FDIC Insured. Not a Deposit. Not Bank Guaranteed. Not Insured by Any Federal Government Agency. May Lose Value.